DFX Intelligence
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Feed of 09/14/2026
At current firm
7 y
since Sep 18, 2019
In the industry
13 y
since Oct 1, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince Sep 18, 2019 · Plano, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerOct 22, 2015 to Sep 10, 2019 · Fort Worth, Tx
- T• A••••••••• I••• formerOct 22, 2015 to Sep 10, 2019 · Westlake, Tx
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to F••••• I•••••••••left Sep 10, 2019, registered Sep 18, 2019 (8 days) · RIA to RIA
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Sep 10, 2019, registered Oct 22, 2015 (-1419 days) · channel change inside one enterprise, not a move · moved with a team
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address