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Registered advisor
L•••• F•••••
Feed of 09/14/2026
Also filed as L•••• Bahena
At current firm
0 y
since Jan 2, 2026
In the industry
15 y
since May 1, 2011 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jan 2, 2026 · Schaumburg, Il
- J••• M••••• S••••••••• L•• wirehouseMay 3, 2013 to Jan 4, 2026 · Schaumburg, Il
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to L•• F•••••••• L••left Jan 4, 2026, registered Jan 2, 2026 (-2 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Signals
- L•••• F••••• left J••• M••••• S••••••••• L•• for L•• F•••••••• L•• (registered 2026-01-02)Jan 4, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address