DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••• J••••

A••••••••• F•••••••• S•••••••• L••national BDReno, Nvdual registrantIAPD 6130908

Feed of 09/14/2026

Also filed as A••• J••••

At current firm

0 y

since Jul 14, 2026

In the industry

13 y

since Dec 28, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• F•••••••• S•••••••• L•• national BD current
since Jul 14, 2026 · Reno, Nv
W•••• F•••• A••••••• wirehouse
Jun 1, 2022 to Jul 20, 2026 · Reno, Nv
L•• F•••••••• L•• BD affiliated
May 18, 2022 to Jul 1, 2022 · Reno, Nv
C••• B•••••••• S•••••••• I••• former
Dec 13, 2017 to May 18, 2022 · Waverly, Ia
L•• F•••••••• L•• BD affiliated
Dec 15, 2016 to Oct 3, 2017 · Reno, Nv
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 29, 2015 to Dec 16, 2016 · Sparks, Nv
W•••• F•••• A••••••• wirehouse
Apr 23, 2014 to Oct 27, 2015 · Reno, Nv
W•••• F•••• A••••••• wirehouse
Jan 1, 2013 to Mar 12, 2014 · Reno, Nv

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••
left Jul 20, 2026, registered Jul 14, 2026 (-6 days) · Wirehouse to affiliated broker-dealer or bank
L•• F•••••••• L•• to W•••• F•••• A•••••••
left Jul 1, 2022, registered Jun 1, 2022 (-30 days) · RIA to wirehouse
C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••
left May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
L•• F•••••••• L•• to C••• B•••••••• S•••••••• I•••
left Oct 3, 2017, registered Dec 13, 2017 (71 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••
left Dec 16, 2016, registered Dec 15, 2016 (-1 days) · Other
W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 27, 2015, registered Oct 29, 2015 (2 days) · Wirehouse to wirehouse

Signals

A••• J•••• left W•••• F•••• A••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2026-07-14)
Jul 20, 2026 · Advisor changed firm · fact
A••• J•••• left L•• F•••••••• L•• for W•••• F•••• A••••••• (registered 2022-06-01)
Jul 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address