RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• H• W•••••••
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 20, 2024 · Fort Lauderdale, Fl
- P•••• C•••••• M••••••••• L•• asset managerSep 6, 2022 to Nov 16, 2023 · Boca Raton, Fl
- R•••••• J•••• • A••••••••• I••• national BDMar 7, 2019 to Apr 11, 2022 · St. Petersburg, Fl
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedJun 16, 2015 to Feb 25, 2019 · Tampa, Fl
- P•••• C•••••• M••••••••• L•• to T• R••• P•••• A••••••• S•••••••• I•••left Nov 16, 2023, registered Sep 20, 2024 (309 days) · Other
- R•••••• J•••• • A••••••••• I••• to P•••• C•••••• M••••••••• L••left Apr 11, 2022, registered Sep 6, 2022 (148 days) · Other
- T• R••• P•••• A••••••• S•••••••• I••• to R•••••• J•••• • A••••••••• I•••left Feb 25, 2019, registered Mar 7, 2019 (10 days) · RIA to affiliated broker-dealer or bank
- M••••• H• W••••••• left P•••• C•••••• M••••••••• L•• for T• R••• P•••• A••••••• S•••••••• I••• (registered 2024-09-20)Nov 16, 2023 · Advisor changed firm · fact
- M••••• H• W••••••• left R•••••• J•••• • A••••••••• I••• for P•••• C•••••• M••••••••• L•• (registered 2022-09-06)Apr 11, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address