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RIA Intelligence
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Registered advisor
R•••• M•••••••• B•••
Feed of 09/14/2026
Also filed as R•••• M•••••••• B•••
At current firm
3 y
since Apr 18, 2023
In the industry
13 y
since Jan 18, 2013 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••• B••• I••••••••• M••••••••• L•• state registered currentsince Apr 18, 2023 · Saint Simons Island, Ga
- R•••• B••• I••••••••• M••••••••• L•• state registeredOct 9, 2018 to Dec 31, 2022 · Saint Simons Island, Ga
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedFeb 14, 2017 to Oct 9, 2018 · St. Simons Island, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 22, 2013 to Mar 24, 2016 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to R•••• B••• I••••••••• M••••••••• L••left Oct 9, 2018, registered Oct 9, 2018 (0 days) · Affiliated broker-dealer or bank to a state-registered adviser
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 24, 2016, registered Feb 14, 2017 (327 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address