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Registered advisor
J••••• L•• P•••••
Feed of 09/14/2026
Also filed as J••••• P•••••
At current firm
2 y
since Jun 4, 2024
In the industry
13 y
since Feb 6, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A•••• W••••• M••••••••• state registered currentsince Jun 4, 2024 · South Euclid, Oh
- L•• F•••••••• L•• BD affiliatedMay 30, 2021 to Mar 13, 2024 · Angola, In
- A•••••• A••••••• S••••••• formerSep 16, 2020 to May 28, 2021 · Dallas, Tx
- W•••••• • R••• formerFeb 29, 2016 to Jan 18, 2018 · Nashville, Tn
- E••••• J•••• national BDFeb 7, 2013 to Mar 1, 2016 · Nashville, Tn
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to A•••• W••••• M•••••••••left Mar 13, 2024, registered Jun 4, 2024 (83 days) · Affiliated broker-dealer or bank to a state-registered adviser
- A•••••• A••••••• S••••••• to L•• F•••••••• L••left May 28, 2021, registered May 30, 2021 (2 days) · Affiliated broker-dealer or bank to another · moved with a team
- W•••••• • R••• to A•••••• A••••••• S•••••••left Jan 18, 2018, registered Sep 16, 2020 (972 days) · Other
- E••••• J•••• to W•••••• • R•••left Mar 1, 2016, registered Feb 29, 2016 (-1 days) · Other
Signals
- J••••• L•• P••••• left L•• F•••••••• L•• for A•••• W••••• M••••••••• (registered 2024-06-04)Mar 13, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address