J••••••• P•••• D•••••

• L•• F•••••••• L•• BD affiliated current
  since May 18, 2022 · Bay City, Mi
• C••• B•••••••• S•••••••• I••• former
  Jun 9, 2016 to May 18, 2022 · Bay City, Mi
• C••••• I••••••••• A••••••• L•• BD affiliated
  Apr 7, 2014 to May 12, 2016 · St. Louis, Mi
• W•••• F•••• A••••••• wirehouse
  May 7, 2013 to Mar 28, 2014 · Bay City, Mi

• C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••
  left May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
• C••••• I••••••••• A••••••• L•• to C••• B•••••••• S•••••••• I•••
  left May 12, 2016, registered Jun 9, 2016 (28 days) · Other
• W•••• F•••• A••••••• to C••••• I••••••••• A••••••• L••
  left Mar 28, 2014, registered Apr 7, 2014 (10 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

13derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address