RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• E••••• A•••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jul 1, 2024 · St. Louis, Mo
- B••••••••• S•••••••• W•••••• L•• formerAug 1, 2018 to Nov 14, 2024 · New Castle, Pa
- A••••• C••••• T••••••• W••••• A••••••• L•• formerJan 5, 2015 to Aug 21, 2018 · New Castle, Pa
- O••• A•••• M••••••••• L•• unclassifiedMar 7, 2013 to Mar 27, 2015 · New Castle, Pa
- B••••••••• S•••••••• W•••••• L•• to F•••• P••••••• W•••••• L••left Nov 14, 2024, registered Jul 1, 2024 (-136 days) · corporate re-registration, not a move
- A••••• C••••• T••••••• W••••• A••••••• L•• to B••••••••• S•••••••• W•••••• L••left Aug 21, 2018, registered Aug 1, 2018 (-20 days) · RIA to RIA
- O••• A•••• M••••••••• L•• to A••••• C••••• T••••••• W••••• A••••••• L••left Mar 27, 2015, registered Jan 5, 2015 (-81 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address