DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark A. Theado
Feed of 09/14/2026
Also filed as Mark Andrew Theado
At current firm
4 y
since Apr 20, 2022
In the industry
13 y
since Nov 1, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Diamond Hill Capital Management, LLC asset manager currentsince Apr 20, 2022 · Columbus, Oh
- J.P. Morgan Securities LLC wirehouseApr 9, 2019 to Nov 16, 2021 · Westerville, Oh
- Osaic Fa, Inc. formerAug 30, 2018 to Mar 7, 2019 · Columbus, Oh
Moves
a registration end followed by a registration begin elsewhere
- J.P. Morgan Securities LLC to Diamond Hill Capital Management, LLCleft Nov 16, 2021, registered Apr 20, 2022 (155 days) · Other
- Osaic Fa, Inc. to J.P. Morgan Securities LLCleft Mar 7, 2019, registered Apr 9, 2019 (33 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address