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Feed of 09/14/2026
Also filed as Daniel Stephen Brennan
At current firm
3 y
since Sep 5, 2023
In the industry
13 y
since Mar 4, 2013 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Sep 5, 2023 · Gilbert, Az
- E•••••• C•••••• M••••••••• L•• formerSep 24, 2021 to Sep 5, 2023 · Gilbert, Az
- C•••••• S••••• • C••• I••• national BDDec 21, 2018 to Mar 31, 2021 · Phoenix, Az
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 28, 2017 to May 31, 2018 · Roseville, Ca
- C•••••• S••••• • C••• I••• national BDFeb 19, 2015 to Mar 10, 2017 · Lynnwood, Wa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 6, 2013 to Jan 15, 2015 · Chandler, Az
Moves
a registration end followed by a registration begin elsewhere
- E•••••• C•••••• M••••••••• L•• to M••••• S••••••left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
- C•••••• S••••• • C••• I••• to E•••••• C•••••• M••••••••• L••left Mar 31, 2021, registered Sep 24, 2021 (177 days) · Affiliated broker-dealer or bank to independent RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• S••••• • C••• I•••left May 31, 2018, registered Dec 21, 2018 (204 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- C•••••• S••••• • C••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 10, 2017, registered Mar 28, 2017 (18 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• S••••• • C••• I•••left Jan 15, 2015, registered Feb 19, 2015 (35 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address