RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••••• D• G•••••
- F•••••• F•••••••• S••••••• state registered currentsince May 15, 2023 · Mesa, Az
- M••••• S•••••• wirehouseJun 10, 2019 to Feb 23, 2022 · Gilbert, Az
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 4, 2013 to Jun 3, 2019 · Chandler, Az
- M••••• S•••••• to F•••••• F•••••••• S•••••••left Feb 23, 2022, registered May 15, 2023 (446 days) · Wirehouse to a state-registered adviser
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Jun 3, 2019, registered Jun 10, 2019 (7 days) · Wirehouse to wirehouse · moved with a team
- G••••••• D• G••••• left M••••• S•••••• for F•••••• F•••••••• S••••••• (registered 2023-05-15)Feb 23, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address