RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• P••• H•••••
- T••••• W•••••• L••••• independent RIA currentsince Jul 2, 2025 · Scottsdale, Az
- C•••••• S••••• • C••• I••• national BDOct 9, 2014 to Apr 5, 2025 · Phoenix, Az
- C•••••• S••••• • C••• I••• to T••••• W•••••• L•••••left Apr 5, 2025, registered Jul 2, 2025 (88 days) · Affiliated broker-dealer or bank to independent RIA
- D•••• P••• H••••• left C•••••• S••••• • C••• I••• for T••••• W•••••• L••••• (registered 2025-07-02)Apr 5, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address