RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••••• M•••••• W••••••••
- C••••••••• W••••• A•••••••• L•• BD affiliated currentsince Jan 9, 2025 · St. Louis, Mo
- O••••••••• institutionalJan 26, 2022 to Jan 8, 2024 · Clayton, Mo
- H• C•••••• M••••••••• L•• formerMay 6, 2013 to Jan 2, 2023 · Clayton, Mo
- O••••••••• to C••••••••• W••••• A•••••••• L••left Jan 8, 2024, registered Jan 9, 2025 (367 days) · Other
- H• C•••••• M••••••••• L•• to O•••••••••left Jan 2, 2023, registered Jan 26, 2022 (-341 days) · Other · moved with a team
- B••••••• M•••••• W•••••••• left Onedigital for C••••••••• W••••• A•••••••• L•• (registered 2025-01-09)Jan 8, 2024 · Advisor changed firm · fact
- B••••••• M•••••• W•••••••• left H• C•••••• M••••••••• L•• for Onedigital (registered 2022-01-26)Jan 2, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address