DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• W•••••

K•• I••••••••• S••••••• L••BD affiliatedBrooklyn, Oh dual registrantIAPD 6138861

Feed of 09/15/2026

Also filed as J••••• Ryan W•••••

At current firm

1 y

since Dec 10, 2024

In the industry

13 y

since Feb 5, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K•• I••••••••• S••••••• L•• BD affiliated current
since Dec 10, 2024 · Toledo, Oh
L•• E••••••••• L•• BD affiliated
Nov 14, 2024 to Dec 11, 2024 · Fort Mill, Sc
P•••• S••••••••• L•• no RAUM
Jan 19, 2024 to Nov 14, 2024 · Columbus, Oh
K•• I••••••••• S••••••• L•• BD affiliated
Jul 25, 2022 to Jan 19, 2024 · Brooklyn, Oh
F•••• T•••• S••••••••• I••• BD affiliated
Oct 11, 2019 to Aug 21, 2020 · Bowling Green, Oh
C••••• I••••••••• A••••••• L•• BD affiliated
May 26, 2017 to Dec 21, 2017 · Defiance, Oh
F•••• T•••• S••••••••• I••• BD affiliated
Feb 6, 2013 to Aug 10, 2015 · Toledo, Oh

Moves

a registration end followed by a registration begin elsewhere

L•• E••••••••• L•• to K•• I••••••••• S••••••• L••
left Dec 11, 2024, registered Dec 10, 2024 (-1 days) · Other
P•••• S••••••••• L•• to L•• E••••••••• L••
left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
K•• I••••••••• S••••••• L•• to P•••• S••••••••• L••
left Jan 19, 2024, registered Jan 19, 2024 (0 days) · Affiliated broker-dealer or bank to another
F•••• T•••• S••••••••• I••• to K•• I••••••••• S••••••• L••
left Aug 21, 2020, registered Jul 25, 2022 (703 days) · Affiliated broker-dealer or bank to another
C••••• I••••••••• A••••••• L•• to F•••• T•••• S••••••••• I•••
left Dec 21, 2017, registered Oct 11, 2019 (659 days) · Other
F•••• T•••• S••••••••• I••• to C••••• I••••••••• A••••••• L••
left Aug 10, 2015, registered May 26, 2017 (655 days) · Other

Signals

J••••• W••••• left L•• E••••••••• L•• for K•• I••••••••• S••••••• L•• (registered 2024-12-10)
Dec 11, 2024 · Advisor changed firm · fact
J••••• W••••• left K•• I••••••••• S••••••• L•• for P•••• S••••••••• L•• (registered 2024-01-19)
Jan 19, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address