RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C• A•••••••• L•• independent RIA currentsince Oct 21, 2020 · Boston, Ma
- C••••••• W••••• M••••••••• L•• formerJun 7, 2016 to Dec 2, 2020 · Boston, Ma
- C•••••• S••••• • C••• I••• national BDJun 1, 2015 to Apr 4, 2016 · Hingham, Ma
- C••••••• W••••• M••••••••• L•• to C• A•••••••• L••left Dec 2, 2020, registered Oct 21, 2020 (-42 days) · RIA to a newly registered adviser · moved with a team
- C•••••• S••••• • C••• I••• to C••••••• W••••• M••••••••• L••left Apr 4, 2016, registered Jun 7, 2016 (64 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address