DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••• A•••• E•••••••

M•• C•••••• M••••••••• L••independent RIADallas, TxIA-onlyIAPD 6140763

Certified Financial Planner

Feed of 09/14/2026

Also filed as D••••• Allen E•••••••

At current firm

1 y

since Feb 6, 2025

In the industry

13 y

since Dec 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•• C•••••• M••••••••• L•• independent RIA current
since Feb 6, 2025 · Dallas, Tx
W••••••• C•••••• independent RIA
Jun 6, 2023 to Jan 24, 2025 · Austin, Tx
T••• P•••••• W••••• M••••••••• unclassified
Apr 28, 2022 to Aug 15, 2023 · Dallas, Tx
T••••••• P•••••• W••••• M••••••••• mixed wealth
Nov 25, 2019 to Apr 26, 2022 · Dallas, Tx
C••••• A••••••• S•••••••• I•• state registered
Apr 13, 2018 to Sep 30, 2019 · Dallas, Tx
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Feb 17, 2014 to Oct 4, 2019 · St. Petersburg, Fl

Moves

a registration end followed by a registration begin elsewhere

W••••••• C•••••• to M•• C•••••• M••••••••• L••
left Jan 24, 2025, registered Feb 6, 2025 (13 days) · RIA to RIA
T••• P•••••• W••••• M••••••••• to W••••••• C••••••
left Aug 15, 2023, registered Jun 6, 2023 (-70 days) · Other
T••••••• P•••••• W••••• M••••••••• to T••• P•••••• W••••• M•••••••••
left Apr 26, 2022, registered Apr 28, 2022 (2 days) · Other
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C••••• A••••••• S•••••••• I••
left Oct 4, 2019, registered Apr 13, 2018 (-539 days) · Affiliated broker-dealer or bank to a state-registered adviser
C••••• A••••••• S•••••••• I•• to T••••••• P•••••• W••••• M•••••••••
left Sep 30, 2019, registered Nov 25, 2019 (56 days) · Other

Signals

D••••• A•••• E••••••• left W••••••• C•••••• for M•• C•••••• M••••••••• L•• (registered 2025-02-06)
Jan 24, 2025 · Advisor changed firm · fact
D••••• A•••• E••••••• left T••• P•••••• W••••• M••••••••• for W••••••• C•••••• (registered 2023-06-06)
Aug 15, 2023 · Advisor changed firm · fact
D••••• A•••• E••••••• left T••••••• P•••••• W••••• M••••••••• for T••• P•••••• W••••• M••••••••• (registered 2022-04-28)
Apr 26, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address