RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••• E••••
- A••••••• I••••••••• A•••••••• L•• i••••••••• wealth currentsince Jan 8, 2026 · Dallas, Tx
- O•• P••••••• formerAug 2, 2021 to Jan 5, 2026 · Brunswick, Oh
- W••••••••• P•••••••• L•• i••••••••• wealthJun 12, 2020 to Jul 30, 2021 · Brunswick, Oh
- R•••• I••••••••• A••••••• L•• BD affiliatedSep 1, 2017 to Jun 10, 2020 · Brunswick, Oh
- I•••••••• A•••••••• L•• BD affiliatedSep 8, 2015 to Sep 1, 2017 · Brunswick, Oh
- H•••••• F•••••••• G••••• L•• formerFeb 13, 2014 to Oct 13, 2015 · Brunswick, Oh
- I••••• F•••••••• C••••••••• formerApr 22, 2013 to Dec 31, 2013 · Broadview Heights, Oh
- O•• P••••••• to A••••••• I••••••••• A•••••••• L••left Jan 5, 2026, registered Jan 8, 2026 (3 days) · RIA to RIA · moved with a team
- W••••••••• P•••••••• L•• to O•• P•••••••left Jul 30, 2021, registered Aug 2, 2021 (3 days) · RIA to a newly registered adviser · moved with a team
- R•••• I••••••••• A••••••• L•• to W••••••••• P•••••••• L••left Jun 10, 2020, registered Jun 12, 2020 (2 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- I•••••••• A•••••••• L•• to R•••• I••••••••• A••••••• L••left Sep 1, 2017, registered Sep 1, 2017 (0 days) · Other
- H•••••• F•••••••• G••••• L•• to I•••••••• A•••••••• L••left Oct 13, 2015, registered Sep 8, 2015 (-35 days) · Other
- I••••• F•••••••• C••••••••• to H•••••• F•••••••• G••••• L••left Dec 31, 2013, registered Feb 13, 2014 (44 days) · Other
- G••••• E•••• left O•• P••••••• for A••••••• I••••••••• A•••••••• L•• (registered 2026-01-08)Jan 5, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address