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RIA Intelligence
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Registered advisor
C••••• S••••
Feed of 09/14/2026
Also filed as C••••• Girard S••••
At current firm
0 y
since Mar 17, 2026
In the industry
13 y
since Feb 26, 2013 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••• I••••• A••••••• independent RIA currentsince Mar 17, 2026 · Charlotte, Nc
- A••• I••••• A••••••• independent RIAJun 24, 2020 to Jan 6, 2026 · Charlotte, Nc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 11, 2018 to Jun 26, 2018 · Charlotte, Nc
- R•••••• J•••• • A••••••••• I••• national BDOct 29, 2014 to Apr 8, 2016 · Memphis, Tn
- C••••• A••••••• L•• formerApr 28, 2014 to May 27, 2014 · Southhaven, Ms
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 27, 2013 to Mar 25, 2014 · Pennington, Nj
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••• I••••• A•••••••left Jun 26, 2018, registered Jun 24, 2020 (729 days) · Wirehouse to independent RIA
- R•••••• J•••• • A••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 8, 2016, registered Jan 11, 2018 (643 days) · Affiliated broker-dealer or bank to wirehouse
- C••••• A••••••• L•• to R•••••• J•••• • A••••••••• I•••left May 27, 2014, registered Oct 29, 2014 (155 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••• A••••••• L••left Mar 25, 2014, registered Apr 28, 2014 (34 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address