RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• D•••• B•••
- I•••••• A•••••••• I••• asset manager currentsince Sep 14, 2018 · Chicage, Il
- U•• F•••••••• S••••••• I••• wirehouseMar 8, 2016 to Sep 10, 2018 · Farmington Hills, Mi
- F•••• T•••• A••••••• L• asset managerNov 27, 2013 to Dec 23, 2015 · Wheaton, Il
- U•• F•••••••• S••••••• I••• to I•••••• A•••••••• I•••left Sep 10, 2018, registered Sep 14, 2018 (4 days) · Other
- F•••• T•••• A••••••• L• to U•• F•••••••• S••••••• I•••left Dec 23, 2015, registered Mar 8, 2016 (76 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address