DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• B•••••• J•••••

I••••••••• F•••••••• P•••••••BD affiliatedTampa, Fl dual registrantIAPD 6148394

Certified Financial Planner

Feed of 09/15/2026

Also filed as B•••• B J•••••

At current firm

1 y

since Jul 1, 2025

In the industry

13 y

since Dec 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••••••• F•••••••• P••••••• BD affiliated current
since Jul 1, 2025 · Lone Tree, Co
C•••••• unclassified
Aug 8, 2023 to Aug 29, 2025 · Englewood, Co
P••••••• W••••••••• L•• i••••••••• wealth
Jul 20, 2022 to Apr 6, 2023 · Draper, Ut
Z••• F••••••••• L•• former
May 6, 2021 to Jan 10, 2023 · Englewood, Co
F••••••• P••••••• A•• W•••••••• A••••••• former
Aug 15, 2018 to Mar 11, 2021 · Covington, Ky

Moves

a registration end followed by a registration begin elsewhere

C•••••• to I••••••••• F•••••••• P•••••••
left Aug 29, 2025, registered Jul 1, 2025 (-59 days) · Other
P••••••• W••••••••• L•• to C••••••
left Apr 6, 2023, registered Aug 8, 2023 (124 days) · Other
Z••• F••••••••• L•• to P••••••• W••••••••• L••
left Jan 10, 2023, registered Jul 20, 2022 (-174 days) · RIA to a newly registered adviser
F••••••• P••••••• A•• W•••••••• A••••••• to Z••• F••••••••• L••
left Mar 11, 2021, registered May 6, 2021 (56 days) · Affiliated broker-dealer or bank to independent RIA

Signals

B•••• B•••••• J••••• left Censifi for I••••••••• F•••••••• P••••••• (registered 2025-07-01)
Aug 29, 2025 · Advisor changed firm · fact
B•••• B•••••• J••••• left P••••••• W••••••••• L•• for Censifi (registered 2023-08-08)
Apr 6, 2023 · Advisor changed firm · fact
B•••• B•••••• J••••• left Z••• F••••••••• L•• for P••••••• W••••••••• L•• (registered 2022-07-20)
Jan 10, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address