C••••••••• M•••••• M•••••

• A••••••••• F•••••••• S•••••••• L•• national BD current
  since Jun 15, 2026 · New Smyrna Beach, Fl
• E••••• J•••• national BD
  Jan 18, 2022 to Dec 10, 2024 · Melbourne Beach, Fl
• R•••••• J•••• • A••••••••• I••• national BD
  Apr 26, 2016 to Nov 1, 2021 · Daytona Beach, Fl
• E••••• J•••• national BD
  Apr 16, 2013 to Apr 18, 2016 · St Louis, Mo

• E••••• J•••• to A••••••••• F•••••••• S•••••••• L••
  left Dec 10, 2024, registered Jun 15, 2026 (552 days) · Affiliated broker-dealer or bank to another
• R•••••• J•••• • A••••••••• I••• to E••••• J••••
  left Nov 1, 2021, registered Jan 18, 2022 (78 days) · Affiliated broker-dealer or bank to another
• E••••• J•••• to R•••••• J•••• • A••••••••• I•••
  left Apr 18, 2016, registered Apr 26, 2016 (8 days) · Affiliated broker-dealer or bank to another

• ••• Locked
  Dec 10, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

13derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address