RIA Intelligence

• Ameriprise Financial Services, LLC national BD current
  since Jun 19, 2026 · Hauppauge, Ny
• Cambridge Investment Research Advisors, Inc. BD affiliated
  Oct 30, 2023 to Nov 3, 2025 · Newtown, Pa
• Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
  May 16, 2023 to Oct 20, 2023 · Doylestown, Pa
• Charles Schwab & Co., Inc. national BD
  Oct 21, 2022 to May 8, 2023 · Horsham, Pa
• Thrive Capital Management, LLC independent RIA
  May 10, 2021 to Sep 28, 2022 · Fort Washington, Pa
• Citizens Securities, Inc. BD affiliated
  Mar 24, 2021 to Apr 19, 2021 · Conshohocken, Pa
• Wells Fargo Advisors wirehouse
  Nov 1, 2019 to Feb 16, 2021 · Radnor, Pa
• Hsbc Securities (USA) Inc. BD affiliated
  Apr 4, 2018 to Aug 14, 2019 · Philadelphia, Pa
• Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
  Dec 13, 2017 to Mar 19, 2018 · Pennington, Nj

• Cambridge Investment Research Advisors, Inc. to Ameriprise Financial Services, LLC
  left Nov 3, 2025, registered Jun 19, 2026 (228 days) · Affiliated broker-dealer or bank to another
• Merrill Lynch, Pierce, Fenner & Smith Incorporated to Cambridge Investment Research Advisors, Inc.
  left Oct 20, 2023, registered Oct 30, 2023 (10 days) · Wirehouse to affiliated broker-dealer or bank
• Charles Schwab & Co., Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
  left May 8, 2023, registered May 16, 2023 (8 days) · Affiliated broker-dealer or bank to wirehouse
• Thrive Capital Management, LLC to Charles Schwab & Co., Inc.
  left Sep 28, 2022, registered Oct 21, 2022 (23 days) · RIA to affiliated broker-dealer or bank
• Citizens Securities, Inc. to Thrive Capital Management, LLC
  left Apr 19, 2021, registered May 10, 2021 (21 days) · Affiliated broker-dealer or bank to independent RIA
• Wells Fargo Advisors to Citizens Securities, Inc.
  left Feb 16, 2021, registered Mar 24, 2021 (36 days) · Wirehouse to affiliated broker-dealer or bank
• Hsbc Securities (USA) Inc. to Wells Fargo Advisors
  left Aug 14, 2019, registered Nov 1, 2019 (79 days) · Affiliated broker-dealer or bank to wirehouse
• Merrill Lynch, Pierce, Fenner & Smith Incorporated to Hsbc Securities (USA) Inc.
  left Mar 19, 2018, registered Apr 4, 2018 (16 days) · Wirehouse to affiliated broker-dealer or bank

• Chad Ian Akselrad left Cambridge Investment Research Advisors, Inc. for Ameriprise Financial Services, Llc (registered 2026-06-19)
  Nov 3, 2025 · Advisor changed firm · fact
• Chad Ian Akselrad left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Cambridge Investment Research Advisors, Inc. (registered 2023-10-30)
  Oct 20, 2023 · Advisor changed firm · fact
• Chad Ian Akselrad left Charles Schwab & Co., Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-05-16)
  May 8, 2023 · Advisor changed firm · fact
• Chad Ian Akselrad left Thrive Capital Management, Llc for Charles Schwab & Co., Inc. (registered 2022-10-21)
  Sep 28, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

29derivedfrom the earliest dated exam, employment or registration

Not published

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