RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• V••••
- G••••• K••••••• W••••• • I••••••••• M••••••••• independent RIA currentsince Aug 31, 2021 · Santa Monica, Ca
- L•• F•••••••• L•• BD affiliatedAug 18, 2016 to Oct 8, 2020 · Bloomfield Hills, Mi
- L•• F•••••••• L•• to G••••• K••••••• W••••• • I••••••••• M•••••••••left Oct 8, 2020, registered Aug 31, 2021 (327 days) · Affiliated broker-dealer or bank to independent RIA
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address