RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• F•••••• S••••
- N•••• S•••• P•••••• A•••• M••••••••• L•• independent RIA currentsince Apr 24, 2023 · Lake Forest, Il
- N•••••••• B••••• B• L•• no RAUMOct 7, 2014 to Jul 18, 2018 · Chicago, Il
- I•••••• A•••••••• I••• asset managerAug 28, 2013 to Sep 26, 2014 · Atlanta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 19, 2013 to Aug 5, 2013 · N••••Brook, Il
- N•••••••• B••••• B• L•• to N•••• S•••• P•••••• A•••• M••••••••• L••left Jul 18, 2018, registered Apr 24, 2023 (1741 days) · Other
- I•••••• A•••••••• I••• to N•••••••• B••••• B• L••left Sep 26, 2014, registered Oct 7, 2014 (11 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to I•••••• A•••••••• I•••left Aug 5, 2013, registered Aug 28, 2013 (23 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address