RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• L•• P•••••
- P•• W••••• M••••••••• BD affiliated currentsince Jan 23, 2026 · Lincoln Park, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDMar 14, 2025 to Jan 23, 2026 · Birmingham, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 11, 2023 to Mar 17, 2025 · Dearborn, Mi
- P•• W••••• M••••••••• BD affiliatedDec 8, 2021 to Apr 11, 2023 · Troy, Mi
- C••••••• S••••••••• I••• BD affiliatedFeb 27, 2020 to Nov 17, 2021 · Dearborn, Mi
- A••••••••• F•••••••• S•••••••• L•• to P•• W••••• M•••••••••left Jan 23, 2026, registered Jan 23, 2026 (0 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• F•••••••• S•••••••• L••left Mar 17, 2025, registered Mar 14, 2025 (-3 days) · Wirehouse to affiliated broker-dealer or bank
- P•• W••••• M••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 11, 2023, registered May 11, 2023 (30 days) · Affiliated broker-dealer or bank to wirehouse
- C••••••• S••••••••• I••• to P•• W••••• M•••••••••left Nov 17, 2021, registered Dec 8, 2021 (21 days) · Affiliated broker-dealer or bank to another
- J••••• L•• P••••• left A••••••••• F•••••••• S•••••••• L•• for P•• W••••• M••••••••• (registered 2026-01-23)Jan 23, 2026 · Advisor changed firm · fact
- J••••• L•• P••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-03-14)Mar 17, 2025 · Advisor changed firm · fact
- J••••• L•• P••••• left P•• W••••• M••••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-05-11)Apr 11, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address