DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T•••• R• L••••

S••••independent RIANew York, Ny IA-onlyIAPD 6159828

Certified Financial Planner

Feed of 09/15/2026

Also filed as T•••• L••••

At current firm

1 y

since Feb 3, 2025

In the industry

13 y

since Mar 30, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••• independent RIA current
since Feb 3, 2025 · New York, Ny
F•••••• independent RIA
Oct 9, 2023 to Jan 21, 2025 · Reno, Nv
U••••• C•••••• F•••••••• A••••••• independent RIA
Nov 10, 2015 to Nov 3, 2023 · Las Vegas, Nv
M•• F•••••••• S•••••••• I••• former
Aug 12, 2014 to Apr 21, 2015 · Las Vegas, Nv
A••••••••• F•••••••• S•••••••• L•• national BD
Apr 1, 2013 to May 6, 2014 · Las Vegas, Nv

Moves

a registration end followed by a registration begin elsewhere

F•••••• to S••••
left Jan 21, 2025, registered Feb 3, 2025 (13 days) · RIA to RIA
U••••• C•••••• F•••••••• A••••••• to F••••••
left Nov 3, 2023, registered Oct 9, 2023 (-25 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
M•• F•••••••• S•••••••• I••• to U••••• C•••••• F•••••••• A•••••••
left Apr 21, 2015, registered Nov 10, 2015 (203 days) · Other
A••••••••• F•••••••• S•••••••• L•• to M•• F•••••••• S•••••••• I•••
left May 6, 2014, registered Aug 12, 2014 (98 days) · Other

Signals

T•••• R• L•••• left Farther for Savvy (registered 2025-02-03)
Jan 21, 2025 · Advisor changed firm · fact
T•••• R• L•••• left U••••• C•••••• F•••••••• A••••••• for Farther (registered 2023-10-09)
Nov 3, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address