DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Timothy Randall Flinn
Feed of 09/14/2026
Also filed as Timothy R Flinn
At current firm
1 y
since Jan 6, 2025
In the industry
13 y
since Apr 30, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Stifel, Nicolaus & Company, Incorporated national BD currentsince Jan 6, 2025 · Jacksonville, Il
- LPL Financial LLC BD affiliatedOct 2, 2017 to Jan 24, 2025 · Jacksonville, Il
- Midwestern Securities Trading Co.,LLC independent RIAAug 17, 2016 to Oct 4, 2017 · Jacksonville, Il
- Equitable Advisors, LLC national BDJul 1, 2016 to Jul 28, 2016 · Springfield, Il
- Edward Jones national BDAug 4, 2014 to Jan 20, 2016 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Stifel, Nicolaus & Company, Incorporatedleft Jan 24, 2025, registered Jan 6, 2025 (-18 days) · Affiliated broker-dealer or bank to another
- Midwestern Securities Trading Co.,LLC to LPL Financial LLCleft Oct 4, 2017, registered Oct 2, 2017 (-2 days) · Other
- Equitable Advisors, LLC to Midwestern Securities Trading Co.,LLCleft Jul 28, 2016, registered Aug 17, 2016 (20 days) · Other
- Edward Jones to Equitable Advisors, LLCleft Jan 20, 2016, registered Jul 1, 2016 (163 days) · Affiliated broker-dealer or bank to another
Signals
- Timothy Randall Flinn left Lpl Financial Llc for Stifel, Nicolaus & Company, Incorporated (registered 2025-01-06)Jan 24, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address