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Registered advisor
C•••••• R•• S••••
Feed of 09/14/2026
Also filed as C•••••• Scott
At current firm
3 y
since Nov 22, 2022
In the industry
13 y
since Jul 29, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Nov 22, 2022 · Tysons Corner, Va
- T••••• A••••••• S•••••••• I••• BD affiliatedSep 20, 2016 to Oct 11, 2022 · Atlanta, Ga
- S••••••• I••••••••• S•••••••• I••• formerDec 3, 2015 to Dec 31, 2016 · Atlanta, Ga
- M•• F•••••••• S•••••••• I••• formerJan 2, 2015 to Oct 6, 2015 · Atlanta, Ga
- N•• E•••••• S••••••••• C••••••••• formerSep 12, 2013 to Jan 2, 2015 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- T••••• A••••••• S•••••••• I••• to C•••••• S••••• • C••• I•••left Oct 11, 2022, registered Nov 22, 2022 (42 days) · Affiliated broker-dealer or bank to another
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Sep 20, 2016 (-102 days) · corporate re-registration, not a move
- M•• F•••••••• S•••••••• I••• to S••••••• I••••••••• S•••••••• I•••left Oct 6, 2015, registered Dec 3, 2015 (58 days) · Other
- N•• E•••••• S••••••••• C••••••••• to M•• F•••••••• S•••••••• I•••left Jan 2, 2015, registered Jan 2, 2015 (0 days) · corporate re-registration, not a move
Signals
- C•••••• R•• S•••• left T••••• A••••••• S•••••••• I••• for C•••••• S••••• • C••• I••• (registered 2022-11-22)Oct 11, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address