DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Eric Joseph Edwards

Cape Investment Advisory, Inc.independent RIAHanover, Md dual registrantIAPD 6166096

Feed of 09/14/2026

At current firm

6 y

since Feb 25, 2020

In the industry

13 y

since Jul 3, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cape Investment Advisory, Inc. independent RIA current
since Feb 25, 2020 · Mcdonough, Ga
Cuna Brokerage Services, Inc. former
Jan 25, 2018 to Oct 3, 2019 · Waverly, Ia
M&T Securities, Inc. unclassified
Jan 29, 2016 to Jan 19, 2018 · Owings Mills, Md
T. Rowe Price Advisory Services, Inc. BD affiliated
Jul 8, 2013 to Oct 9, 2015 · Owings Mills, Md

Moves

a registration end followed by a registration begin elsewhere

Cuna Brokerage Services, Inc. to Cape Investment Advisory, Inc.
left Oct 3, 2019, registered Feb 25, 2020 (145 days) · Affiliated broker-dealer or bank to independent RIA
M&T Securities, Inc. to Cuna Brokerage Services, Inc.
left Jan 19, 2018, registered Jan 25, 2018 (6 days) · Other
T. Rowe Price Advisory Services, Inc. to M&T Securities, Inc.
left Oct 9, 2015, registered Jan 29, 2016 (112 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address