RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• G••••••
- P•••••• A•••••• G••••• L•• BD affiliated currentsince Jun 26, 2026 · Santa Rosa, Ca
- M•••••• A•••••• N•••••• BD affiliatedMay 30, 2025 to Jun 26, 2026 · Santa Rosa, Ca
- R•• S••••••••• I••• BD affiliatedNov 3, 2014 to Feb 28, 2025 · Beverly Hills, Ca
- M•••••• A•••••• N•••••• to P•••••• A•••••• G••••• L••left Jun 26, 2026, registered Jun 26, 2026 (0 days) · corporate re-registration, not a move
- R•• S••••••••• I••• to M•••••• A•••••• N••••••left Feb 28, 2025, registered May 30, 2025 (91 days) · RIA to affiliated broker-dealer or bank
- A••• G•••••• left R•• S••••••••• I••• for M•••••• A•••••• N•••••• (registered 2025-05-30)Feb 28, 2025 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address