DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••••• T•••• M••••••

S•••••• N••••••• • C••••••• I•••••••••national BDPalm Beach Gardens, Fldual registrantIAPD 6166700

Feed of 09/14/2026

Also filed as T•••• M••••••

At current firm

3 y

since Jan 31, 2023

In the industry

11 y

since Dec 15, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••• N••••••• • C••••••• I••••••••• national BD current
since Jan 31, 2023 · Palm Beach Gardens, Fl
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Aug 12, 2022 to Oct 12, 2022 · Wellington, Fl
R•••••• J•••• • A••••••••• I••• national BD
Sep 6, 2016 to Feb 18, 2022 · Palm Beach, Fl
D••••••• B••• S••••••••• I••• no RAUM
Jan 28, 2016 to Sep 6, 2016 · Palm Beach, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 19, 2014 to Nov 3, 2015 · West Palm Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to S•••••• N••••••• • C••••••• I•••••••••
left Oct 12, 2022, registered Jan 31, 2023 (111 days) · Affiliated broker-dealer or bank to another
R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Feb 18, 2022, registered Aug 12, 2022 (175 days) · Affiliated broker-dealer or bank to another · moved with a team
D••••••• B••• S••••••••• I••• to R•••••• J•••• • A••••••••• I•••
left Sep 6, 2016, registered Sep 6, 2016 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to D••••••• B••• S••••••••• I•••
left Nov 3, 2015, registered Jan 28, 2016 (86 days) · Other

Signals

M••••••• T•••• M•••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for S•••••• N••••••• • C••••••• I••••••••• (registered 2023-01-31)
Oct 12, 2022 · Advisor changed firm · fact
M••••••• T•••• M•••••• left R•••••• J•••• • A••••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2022-08-12)
Feb 18, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address