DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Aymen Kaboub
Feed of 09/15/2026
At current firm
2 y
since Sep 22, 2023
In the industry
13 y
since Jul 16, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Apollon Wealth Management, LLC independent RIA currentsince Sep 22, 2023 · Mount Pleasant, Sc
- United Capital Financial Advisors independent RIAOct 11, 2017 to Oct 27, 2023 · Northbrook, Il
- Bmo Harris Financial Advisors, Inc formerOct 11, 2016 to Sep 28, 2017 · Indianapolis, In
- Cetera Investment Advisers LLC BD affiliatedJul 25, 2016 to Oct 7, 2016 · Carmel, In
- Charles Schwab & Co., Inc. national BDMay 19, 2014 to Jun 20, 2016 · Park Ridge, Il
Moves
a registration end followed by a registration begin elsewhere
- United Capital Financial Advisors to Apollon Wealth Management, LLCleft Oct 27, 2023, registered Sep 22, 2023 (-35 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Bmo Harris Financial Advisors, Inc to United Capital Financial Advisorsleft Sep 28, 2017, registered Oct 11, 2017 (13 days) · Other
- Cetera Investment Advisers LLC to Bmo Harris Financial Advisors, Incleft Oct 7, 2016, registered Oct 11, 2016 (4 days) · Other
- Charles Schwab & Co., Inc. to Cetera Investment Advisers LLCleft Jun 20, 2016, registered Jul 25, 2016 (35 days) · Other
Signals
- Aymen Kaboub left United Capital Financial Advisors for Apollon Wealth Management, Llc (registered 2023-09-22)Oct 27, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address