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Registered advisor
A••••• R••••• B•••
Feed of 09/15/2026
Also filed as A••••• B•••
At current firm
11 y
since Jan 6, 2015
In the industry
13 y
since Jun 1, 2013 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
14
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince Jan 6, 2015 · Durham, Nc
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedFeb 18, 2014 to Jan 20, 2015 · Asheville, Nc
- S•••••• W••••• P•••••••• L•• BD affiliatedJun 3, 2013 to Feb 19, 2014 · Asheville, Nc
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• I••••••••• R••••••• A•••••••• I••• to V•••• F•••••••• A•••••••• I•••left Jan 20, 2015, registered Jan 6, 2015 (-14 days) · Other
- S•••••• W••••• P•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Feb 19, 2014, registered Feb 18, 2014 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address