DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jennifer A Duarte
Certified Financial Planner
Feed of 09/15/2026
Also filed as Jennifer Duarte
At current firm
5 y
since May 5, 2021
In the industry
13 y
since Jul 22, 2013 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Morgan Stanley wirehouse currentsince May 5, 2021 · Westlake Village, Ca
- Octavia Wealth Advisors LLC independent RIADec 1, 2020 to Apr 16, 2021 · Los Angeles, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 25, 2013 to Oct 28, 2020 · Beverly Hills, Ca
- Equitable Advisors, LLC national BDOct 2, 2013 to Oct 17, 2013 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- Octavia Wealth Advisors LLC to Morgan Stanleyleft Apr 16, 2021, registered May 5, 2021 (19 days) · RIA to wirehouse
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Octavia Wealth Advisors LLCleft Oct 28, 2020, registered Dec 1, 2020 (34 days) · Wirehouse to independent RIA
- Equitable Advisors, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Oct 17, 2013, registered Oct 25, 2013 (8 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address