DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
E••• M•••• M•••••
Feed of 09/14/2026
Also filed as E••• M• M•••••
At current firm
8 y
since Oct 25, 2017
In the industry
12 y
since Sep 25, 2013 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• I••••••••• I••• BD affiliated currentsince Oct 25, 2017 · Pittsburgh, Pa
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 9, 2015 to Aug 18, 2017 · Allison Park, Pa
- P•• W••••• M••••••••• BD affiliatedSep 25, 2013 to Oct 9, 2014 · Monroeville, Pa
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to O•••• I••••••••• I•••left Aug 18, 2017, registered Oct 25, 2017 (68 days) · Other
- P•• W••••• M••••••••• to C••••• I••••••••• A••••••• L••left Oct 9, 2014, registered Jan 9, 2015 (92 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address