K••••••• J• C•••••

• L•• F•••••••• L•• BD affiliated current
  since Sep 15, 2025 · Spokane, Wa
• C••••• I••••••••• A••••••• L•• BD affiliated
  Jun 29, 2023 to Oct 13, 2025 · Spokane, Wa
• C••••• A•••••• N••••••• L•• former
  Mar 20, 2020 to Jun 29, 2023 · Spokane, Wa
• U••• B•••••• I••••••••• I••• former
  Dec 1, 2015 to Mar 23, 2020 · Spokane, Wa
• E••••• J•••• national BD
  Jul 22, 2013 to Dec 1, 2015 · St Louis, Mo

• C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••
  left Oct 13, 2025, registered Sep 15, 2025 (-28 days) · Affiliated broker-dealer or bank to another
• C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••
  left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
• U••• B•••••• I••••••••• I••• to C••••• A•••••• N••••••• L••
  left Mar 23, 2020, registered Mar 20, 2020 (-3 days) · Affiliated broker-dealer or bank to another
• E••••• J•••• to U••• B•••••• I••••••••• I•••
  left Dec 1, 2015, registered Dec 1, 2015 (0 days) · Other

• ••• Locked
  Oct 13, 2025 · a•••••• firm change · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

13derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address