RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• G••••••••
- B•••••• B•••••• L•• state registered currentsince Nov 17, 2025 · Gainesville, Ga
- P•••••••• I••••••••• A••••••• state registeredDec 23, 2020 to Aug 27, 2025 · Buford, Ga
- W••••• 3••• L•• state registeredJun 25, 2015 to Feb 20, 2017 · Buford, Ga
- P•••••••• A••••••• national BDApr 27, 2015 to May 18, 2015 · Smyrna, Ga
- P•••••••• I••••••••• A••••••• to B•••••• B•••••• L••left Aug 27, 2025, registered Nov 17, 2025 (82 days) · Other
- W••••• 3••• L•• to P•••••••• I••••••••• A•••••••left Feb 20, 2017, registered Dec 23, 2020 (1402 days) · Other
- P•••••••• A••••••• to W••••• 3••• L••left May 18, 2015, registered Jun 25, 2015 (38 days) · Affiliated broker-dealer or bank to a state-registered adviser
- T••••• G•••••••• left P•••••••• I••••••••• A••••••• for B•••••• B•••••• L•• (registered 2025-11-17)Aug 27, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address