DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Anthony Hayek

Morgan StanleywirehouseOxnard, Cadual registrantIAPD 6181015

Feed of 09/14/2026

At current firm

0 y

since Mar 13, 2026

In the industry

13 y

since Jun 11, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Morgan Stanley wirehouse current
since Mar 13, 2026 · Oxnard, Ca
Ameriprise Financial Services, LLC national BD
Jun 17, 2025 to Feb 22, 2026 · Minneapolis, Mn
Centaurus Financial, Inc. BD affiliated
Feb 5, 2024 to May 12, 2025 · Santa Barbara, Ca
Fidelity Personal And Workplace Advisors former
Feb 17, 2022 to Apr 12, 2022 · Santa Monica, Ca
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jun 12, 2013 to Aug 17, 2021 · Malibu, Ca

Moves

a registration end followed by a registration begin elsewhere

Ameriprise Financial Services, LLC to Morgan Stanley
left Feb 22, 2026, registered Mar 13, 2026 (19 days) · Affiliated broker-dealer or bank to wirehouse
Centaurus Financial, Inc. to Ameriprise Financial Services, LLC
left May 12, 2025, registered Jun 17, 2025 (36 days) · Affiliated broker-dealer or bank to another
Fidelity Personal And Workplace Advisors to Centaurus Financial, Inc.
left Apr 12, 2022, registered Feb 5, 2024 (664 days) · Affiliated broker-dealer or bank to another
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Fidelity Personal And Workplace Advisors
left Aug 17, 2021, registered Feb 17, 2022 (184 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team

Signals

Anthony Hayek left Ameriprise Financial Services, Llc for Morgan Stanley (registered 2026-03-13)
Feb 22, 2026 · Advisor changed firm · fact
Anthony Hayek left Centaurus Financial, Inc. for Ameriprise Financial Services, Llc (registered 2025-06-17)
May 12, 2025 · Advisor changed firm · fact
Anthony Hayek left Fidelity Personal And Workplace Advisors for Centaurus Financial, Inc. (registered 2024-02-05)
Apr 12, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address