DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N••••••• J••• T•••••

M•• I•••••••• S•••••••• L••BD affiliatedNew Albany, Ohdual registrantIAPD 6181056

Feed of 09/14/2026

Also filed as N••••••• Tilson

At current firm

0 y

since Mar 27, 2026

In the industry

10 y

since Feb 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•• I•••••••• S•••••••• L•• BD affiliated current
since Mar 27, 2026 · New Albany, Oh
S••••• W••••• M••••••••• L•• independent RIA
Jun 4, 2024 to Apr 28, 2026 · San Francisco, Ca
M•• I•••••••• S•••••••• L•• BD affiliated
Feb 23, 2024 to Mar 26, 2024 · Dublin, Oh
T••••• C•••••• M••••••••• I• L•• institutional
Jun 14, 2023 to Jan 30, 2024 · Escondido, Ca
C••••• A•••••• N••••••• L•• former
Jun 29, 2022 to May 3, 2023 · Columbus, Oh
J••• M••••• S••••••••• L•• wirehouse
Nov 23, 2020 to Apr 12, 2022 · Westerville, Oh

Moves

a registration end followed by a registration begin elsewhere

S••••• W••••• M••••••••• L•• to M•• I•••••••• S•••••••• L••
left Apr 28, 2026, registered Mar 27, 2026 (-32 days) · RIA to affiliated broker-dealer or bank
M•• I•••••••• S•••••••• L•• to S••••• W••••• M••••••••• L••
left Mar 26, 2024, registered Jun 4, 2024 (70 days) · Affiliated broker-dealer or bank to independent RIA
T••••• C•••••• M••••••••• I• L•• to M•• I•••••••• S•••••••• L••
left Jan 30, 2024, registered Feb 23, 2024 (24 days) · Other
C••••• A•••••• N••••••• L•• to T••••• C•••••• M••••••••• I• L••
left May 3, 2023, registered Jun 14, 2023 (42 days) · Other
J••• M••••• S••••••••• L•• to C••••• A•••••• N••••••• L••
left Apr 12, 2022, registered Jun 29, 2022 (78 days) · Wirehouse to affiliated broker-dealer or bank

Signals

N••••••• J••• T••••• left S••••• W••••• M••••••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2026-03-27)
Apr 28, 2026 · a•••••• firm change · fact
N••••••• J••• T••••• left M•• I•••••••• S•••••••• L•• for S••••• W••••• M••••••••• L•• (registered 2024-06-04)
Mar 26, 2024 · a•••••• firm change · fact
N••••••• J••• T••••• left T••••• C•••••• M••••••••• I• L•• for M•• I•••••••• S•••••••• L•• (registered 2024-02-23)
Jan 30, 2024 · a•••••• firm change · fact
N••••••• J••• T••••• left C••••• A•••••• N••••••• L•• for T••••• C•••••• M••••••••• I• L•• (registered 2023-06-14)
May 3, 2023 · a•••••• firm change · fact
N••••••• J••• T••••• left J••• M••••• S••••••••• L•• for C••••• A•••••• N••••••• L•• (registered 2022-06-29)
Apr 12, 2022 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address