DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••••• C• P••••••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseBridgeport, Ct dual registrantIAPD 6183526

Feed of 09/14/2026

Also filed as S••••• Christopher P••••••••

At current firm

3 y

since Mar 24, 2023

In the industry

13 y

since Sep 4, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Mar 24, 2023 · Bridgeport, Ct
M••••• W•••••• L•• former
Mar 24, 2022 to Oct 31, 2022 · Hartford, Ct
T•••••• P•••• A•••••••• L•• independent RIA
Feb 4, 2021 to Mar 14, 2022 · Wilton, Ct
U•• F•••••••• S••••••• I••• wirehouse
Oct 19, 2016 to Feb 13, 2019 · Purchase, Ny
M••••• S•••••• wirehouse
Jul 25, 2014 to Oct 12, 2016 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

M••••• W•••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 31, 2022, registered Mar 24, 2023 (144 days) · RIA to wirehouse
T•••••• P•••• A•••••••• L•• to M••••• W•••••• L••
left Mar 14, 2022, registered Mar 24, 2022 (10 days) · RIA to RIA
U•• F•••••••• S••••••• I••• to T•••••• P•••• A•••••••• L••
left Feb 13, 2019, registered Feb 4, 2021 (722 days) · Wirehouse to independent RIA
M••••• S•••••• to U•• F•••••••• S••••••• I•••
left Oct 12, 2016, registered Oct 19, 2016 (7 days) · Wirehouse to wirehouse · moved with a team

Signals

S••••• C• P•••••••• left M••••• W•••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-03-24)
Oct 31, 2022 · Advisor changed firm · fact
S••••• C• P•••••••• left T•••••• P•••• A•••••••• L•• for M••••• W•••••• L•• (registered 2022-03-24)
Mar 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address