DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jason Earl Harsh
Feed of 09/15/2026
At current firm
4 y
since May 4, 2022
In the industry
15 y
since Apr 1, 2011 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse currentsince May 4, 2022 · New York, Ny
- Bankers Life Advisory Services, Inc. BD affiliatedAug 14, 2020 to Apr 18, 2022 · Chicago, Il
- Raymond James & Associates, Inc. national BDFeb 2, 2018 to Sep 1, 2020 · Santa Fe, Nm
- Wells Fargo Advisors wirehouseJan 15, 2015 to Jan 30, 2018 · Littleton, Co
Moves
a registration end followed by a registration begin elsewhere
- Bankers Life Advisory Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Apr 18, 2022, registered May 4, 2022 (16 days) · Affiliated broker-dealer or bank to wirehouse
- Raymond James & Associates, Inc. to Bankers Life Advisory Services, Inc.left Sep 1, 2020, registered Aug 14, 2020 (-18 days) · Affiliated broker-dealer or bank to another
- Wells Fargo Advisors to Raymond James & Associates, Inc.left Jan 30, 2018, registered Feb 2, 2018 (3 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- Jason Earl Harsh left Bankers Life Advisory Services, Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-05-04)Apr 18, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address