DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J••••• R••••• P••••••
Feed of 09/14/2026
Also filed as J•• P••••••••• P••••••••• P••••••
At current firm
1 y
since Mar 31, 2025
In the industry
12 y
since Sep 26, 2013 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Simi Valley, Ca
- F••••••• P••••••• A•• W•••••••• A••••••• formerMay 12, 2021 to Mar 31, 2025 · Salt Lake City, Ut
- T• A••••••••• I••• formerFeb 27, 2018 to May 22, 2019 · Woodland Hills, Ca
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 26, 2018 to May 22, 2019 · Omaha, Ne
- S•••••••• I••••••••• M••••••••• formerApr 25, 2016 to Feb 26, 2018 · Northridge, Ca
- P•••• S••••••••• L•• no RAUMDec 9, 2014 to Oct 2, 2015 · Sherman Oaks, Ca
- E•••••••• A•••••••• L•• national BDOct 8, 2013 to Jul 22, 2014 · North Hollywood, Ca
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left May 22, 2019, registered Feb 27, 2018 (-449 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left May 22, 2019, registered May 12, 2021 (721 days) · Other
- S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
- P•••• S••••••••• L•• to S•••••••• I••••••••• M•••••••••left Oct 2, 2015, registered Apr 25, 2016 (206 days) · Other
- E•••••••• A•••••••• L•• to P•••• S••••••••• L••left Jul 22, 2014, registered Dec 9, 2014 (140 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address