RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M•••••• W••••• no RAUM currentsince Jun 27, 2025 · Overland Park, Ks
- A•••••• A••••••• S••••••• formerFeb 2, 2022 to Jun 20, 2025 · Tulsa, Ok
- A••••••••• F•••••••• S•••••••• L•• national BDNov 19, 2013 to Feb 24, 2022 · Tulsa, Ok
- A•••••• A••••••• S••••••• to M•••••• W•••••left Jun 20, 2025, registered Jun 27, 2025 (7 days) · Other · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to A•••••• A••••••• S•••••••left Feb 24, 2022, registered Feb 2, 2022 (-22 days) · Affiliated broker-dealer or bank to another
- P•••••• B•••• S•••• left A•••••• A••••••• S••••••• for M•••••• W••••• (registered 2025-06-27)Jun 20, 2025 · Advisor changed firm · fact
- P•••••• B•••• S•••• left A••••••••• F•••••••• S•••••••• L•• for A•••••• A••••••• S••••••• (registered 2022-02-02)Feb 24, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address