DFX Intelligence
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Feed of 09/15/2026
Also filed as F•••••• D•••• N••••••••
At current firm
5 y
since Apr 14, 2021
In the industry
13 y
since Jun 24, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• L•• independent RIA currentsince Apr 14, 2021 · Radnor, Pa
- V••• F•••••••• A•••••••• I••• BD affiliatedOct 21, 2013 to Oct 3, 2014 · Philadelphia, Pa
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to M••••• L••left Oct 3, 2014, registered Apr 14, 2021 (2385 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address