RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• R••• J••••••
- J•••••• W••••• I•• state registered currentsince Dec 15, 2025 · Franklin, Tn
- A••••••• S••••••• N•••••• independent RIAMay 16, 2019 to Dec 31, 2022 · Nashville, Tn
- E•••••••• A•••••••• L•• national BDMar 20, 2015 to May 29, 2019 · Rochester, Ny
- A••••••• S••••••• N•••••• to J•••••• W••••• I••left Dec 31, 2022, registered Dec 15, 2025 (1080 days) · RIA to a state-registered adviser
- E•••••••• A•••••••• L•• to A••••••• S••••••• N••••••left May 29, 2019, registered May 16, 2019 (-13 days) · Affiliated broker-dealer or bank to independent RIA
- D•••••• R••• J•••••• left A••••••• S••••••• N•••••• for J•••••• W••••• I•• (registered 2025-12-15)Dec 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address