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Registered advisor
N• L•
Certified Financial Planner
Feed of 09/14/2026
Also filed as Nin• L•
At current firm
0 y
since Apr 24, 2026
In the industry
12 y
since Jul 14, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• E••••••••• L•• BD affiliated currentsince Apr 24, 2026 · New York, Ny
- J••• M••••• S••••••••• L•• wirehouseOct 18, 2017 to May 1, 2019 · Flushing, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 28, 2016 to Sep 21, 2017 · Elmhurst, Ny
- M•• F•••••••• S•••••••• I••• formerAug 29, 2014 to Aug 25, 2016 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to L•• E••••••••• L••left May 1, 2019, registered Apr 24, 2026 (2550 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Sep 21, 2017, registered Oct 18, 2017 (27 days) · Wirehouse to wirehouse · moved with a team
- M•• F•••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 25, 2016, registered Sep 28, 2016 (34 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address