RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• P• B•••••••••
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Jan 7, 2025 · Greenwood Village, Co
- 1•• C••••••• A••••••• G•••• L•• formerApr 25, 2014 to Sep 2, 2014 · Greenwood Village, Co
- E•••••••• A•••••••• L•• national BDSep 18, 2013 to Apr 1, 2014 · Lakewood, Co
- 1•• C••••••• A••••••• G•••• L•• to E•••••• A••••••• G••••• L••left Sep 2, 2014, registered Jan 7, 2025 (3780 days) · Other
- E•••••••• A•••••••• L•• to 1•• C••••••• A••••••• G•••• L••left Apr 1, 2014, registered Apr 25, 2014 (24 days) · Affiliated broker-dealer or bank to a newly registered adviser
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address