RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• H••••••• Z•••••••
- S••••••••• L•• independent RIA currentsince Dec 13, 2017 · Denver, Nc
- A• W••••• M••••••••• L•• BD affiliatedJan 6, 2017 to Jun 26, 2018 · Fairfax, Va
- H••••• I••••••••• M••••••••• L•• independent RIAMay 21, 2013 to Jan 9, 2017 · King Of Prussia, Pa
- A• W••••• M••••••••• L•• to S••••••••• L••left Jun 26, 2018, registered Dec 13, 2017 (-195 days) · RIA to RIA
- H••••• I••••••••• M••••••••• L•• to A• W••••• M••••••••• L••left Jan 9, 2017, registered Jan 6, 2017 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address