RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• F• G••
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jan 21, 2026 · Colorado Springs, Co
- C•••••• S••••• • C••• I••• national BDAug 20, 2021 to Jul 21, 2022 · Lone Tree, Co
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedNov 12, 2018 to Aug 2, 2021 · Colorado Springs, Co
- C•••••• S••••• • C••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 21, 2022, registered Jan 21, 2026 (1280 days) · Affiliated broker-dealer or bank to wirehouse
- T• R••• P•••• A••••••• S•••••••• I••• to C•••••• S••••• • C••• I•••left Aug 2, 2021, registered Aug 20, 2021 (18 days) · RIA to affiliated broker-dealer or bank
- J•••• F• G•• left C•••••• S••••• • C••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2026-01-21)Jul 21, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address