RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• W• J••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Apr 15, 2026 · Chicago, Il
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 28, 2014 to Apr 14, 2026 · Northbrook, Il
- T•• R••••••••• G••••• L•• formerSep 4, 2013 to Jan 30, 2014 · San Diego, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Apr 14, 2026, registered Apr 15, 2026 (1 days) · Wirehouse to wirehouse · moved with a team
- T•• R••••••••• G••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 30, 2014, registered Apr 28, 2014 (88 days) · Other
- A••••• W• J•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L•• (registered 2026-04-15)Apr 14, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address